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3.1 Statements by Defendant or Codefendant

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3.1 Statements by Defendant or Codefendent

           You have heard testimony that the defendant made a statement.  It is for you to decide (1) whether the defendant made the statement, and (2) if so, how much weight to give to it.  In making those decisions, you should consider all the evidence about the statement, including the circumstances under which the defendant may have made it.

Comment

            This instruction uses the word “statement” in preference to the more pejorative term, “confession.”  The word “confession” implies an ultimate conclusion about the significance of a defendant’s statement, which should be left for the jury to determine.  The language of this instruction was expressly approved in United States v. Hoac, 990 F.2d 1099, 1108 n.4 (9th Cir. 1993). 

            When voluntariness of a confession is an issue, the instruction is required by 18 U.S.C. § 3501(a), providing that after a trial judge has determined a confession to be admissible, the judge “shall permit the jury to hear relevant evidence on the issue of voluntariness and shall instruct the jury to give such weight to the confession as the jury feels it deserves under all the circumstances.”  See also United States v. Dickerson, 530 U.S. 428, 432 (2000) (holding that Miranda v. Arizona, 384 U.S. 436 (1966), and its progeny govern admissibility of accused person’s statement during custodial interrogation and could not be in effect overruled by § 3501).  Section 3501(e) defines “confession” as“any confession of guilt of any criminal offense or any self-incriminating statement made or given orally or in writing.”  See Hoac, 990 F.2d at 1107 (where defendant raises genuine issue at trial concerning voluntariness of statement, trial court is obligated by statute to instruct jury concerning weight to be accorded that statement).  Failure to give the required instruction may constitute plain error.  Id. at 1109. 

            In a joint trial, when a nontestifying defendant’s statement directly inculpates a nonconfessing codefendant, the Confrontation Clause may bar the admission of the defendant’s statement.  Bruton v. United States, 391 U.S. 123, 137 (1968) (holding admission of nontestifying defendant’s statement inculpating nonconfessing codefendant by name violated the Confrontation Clause, despite limiting instruction).  In these circumstances, modification of the statement may be necessary to avoid directly identifying the nonconfessing codefendant and the court may be required to offer a limiting instruction that jurors may consider the statement only with respect to the confessing codefendant.  See Samia v. United States, 599 U.S. ­635 (2023) (holding that nontestifying codefendant’s confession that substituted a codefendant’s name with “other person,” coupled with limiting instruction, did not violate the Confrontation Clause because it did not directly inculpate defendant); Gray v. Maryland, 523 U.S. 185, 194 (1998) (holding that obviously redacted statement substituting nonconfessing codefendant’s name with “deleted” or “deletion” was “directly accusatory” and violated the Confrontation Clause, notwithstanding limiting instruction); Richardson v. Marsh, 481 U.S. 200, 211 (1987) (holding the Confrontation Clause did not bar admission of a redacted statement by the nontestifying codefendant because the statement did not implicate anyone else and the jury was instructed not to use the confession in any way against the defendant).  See Model Instruction 2.12 Evidence for Limited Purpose for limiting instructions.

 

Revised August 2023